Our Services

ACG Risk & Compliance Solutions offers a broad array of Consulting Services to the following industries:

 | Banking | Capital Markets | Healthcare/Life Sciences | Legal Services | Money Service Business(MSB) | COVID 19 Related | Bitcoin/Crypto | Insurance | Casino/Gaming | Cannabis | Mortgage | RegTech |

  • Financial Crimes Compliance


    Look-Backs, FIU investigations, Sanctions Investigations, Alert Clearing, KYC/EDD Remediation, SAR Reviews & Writing, QA/QC

    Program Review, Independent Testing/Audit, Policies & Procedures Development, Risk Assessment, Training

    DFS 504

    Exam Preparation

    Enforcement Action Remediation

  • Compliance Technology

    Data Analytics/ Data Governance

    Implementations, Assessments, Validations, System Testing,
    Optimizations and Rule Tuning of all TM and filtering Software

    (Actimize, Norkom, Mantas, PRIME, GIFTS, FircoSoft, etc)

    Model Validations

  • Regulatory Compliance

    Consumer/Corporate Compliance:

    FRB “Alphabet Regs”

    Risk Assessments

    Policy & Procedure Development For All Regulations


    Licensing & Registration

    Exam Preparation

    CFPB Enforcement Action Remediation

  • Litigation Consulting Services


    Data Mining & Data Extraction

    Expert Witness/Testimony

    Fraud Investigations

    Forensic Accounting

    Qualified Subject Matter Experts

    Securities Litigation

    Claims Administration

  • Lending

    Mortgage Lending/Compliance

    SBA Lending/Compliance

    QC Loan File Review/ Audit

    Fraud/Forensic Reviews

    HMDA Data Verification/Data Scrubs

    Fair Lending

    Loss Mitigation/Foreclosure

    Loan processors/Underwriters

    Policies & Procedures/Training

  • Securities Compliance

    Written Supervisory Policies & Procedures
    AML/KYC Policies & Procedures
    Mock Examinations
    SEC/FINRA Rules & Regs
    Surveillance & Investigations

  • lnformation/Cyber Security

    information/Cyber Security

    Incident Response

    FFIEC Risk Assessments

    Program & Policy Reviews



  • Risk

    Enterprise Risk Management

    Model Risk

    Credit Risk

    Operational Risk

    Liquidity & Market Risk

    Third-Party Risk

    IT Risk

  • HealthCare/Life Science

    Data & Analytics

    Fraud Investigations

    Regulatory Affairs

    Quality Assurance

    Litigation Support/Expert Witnesses

    HIPAA Privacy/Compliance


  • Insurance

    Compliance Programs/Policies/Procedures

    Audit -Fraud Investigations

    Underwriting Experts

    Claims Experts


  • COVID-19 Related

    Business Continuity/Disaster Recovery

    Human Resources Management

    Fraud Investigations – Contact Tracers

    Data Analysis

    Reopening Strategy & Screening

  • Human Resources

    Salary Surveys

    Diversity Training

    Policies & Procedures